The Family Firm is registered with the United States Securities and Exchange Commission (SEC) and maintains a notice filing as required by some states.  Our Federal registration document (called the "Form ADV") consists of two parts.  Part I is available on-line from the United States Securities and Exchange Commission (SEC) The Family Firm's ADV Part I. Part II is available from The Family Firm or you may download a PDF file of The Family Firm's ADV Part II. A copy of this document must be provided to you before services are initiated.

The presence of this Web site on the Internet shall in no direct or indirect way be construed or interpreted as a solicitation to sell advisory services to residents of any states other than those in which the firm maintains a notice filing.